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    News and Articles on Registration Statement

    Archives: Registration Statement

    Wachovia Notice Regarding Wells Fargo Transaction  Oct 11, 2008
    Wells Fargo will file a registration statement with the Securities and Exchange Commission (SEC), which will include a proxy statement/prospectus, and each of Wachovia and Wells Fargo may file other relevant documents concerning the proposed merger. Shareholders and other investors are urged to read the registration statement and the proxy statement/prospectus when they become available, as well as any other relevant documents concerning the proposed merger filed with the SEC (and any amendments... (PR Newswire)

    Glancy Binkow & Goldberg LLP - Representing Shareholders of Quest Resource Corporation and Quest Energy Partners, L.P. - Announces Update to Shareholder Lawsuit  Oct 11, 2008
    All persons who purchased the common units of Quest Energy Partners L.P. ("Quest Energy" or the "Company") (Nasdaq: ) pursuant and/or traceable to the Company's Registration Statement and Prospectus issued in connection with the Company's Initial Public Offering (the "IPO") on November 7, 2007 through August 25, 2008, and all persons who purchased the securities of Quest Resource Corporation ("Quest Resource" or the "Company")(Nasdaq: ) between May 2, 2005 and August 25, 2008 (the "Class... (PR Newswire)

    Symetra withdraws IPO plans  Oct 11, 2008
    The Bellevue-based insurance company withdrew its registration statement with the Securities and Exchange Commission on Friday in a move that spokesman Colin Johnson said will have no impact on the company s health or its customers. Clearly due to unfavorable market conditions we made the decision to withdraw our registration statement with the SEC, Johnson said. (Puget Sound Business Journal, WA)

    Bank of America Announces Pricing of Common Stock  Oct 8, 2008
    The offering is being made under Bank of America's existing shelf registration statement filed with the Securities and Exchange Commission (Reg ... The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates ... Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. (PR Newswire)

    Assured Pharmacy Announces $12 Million Financing  Oct 8, 2008
    The securities to be sold in the private placement have not been registered under the Securities Act of 1933, as amended, and may not be offered or sold in the United States in the absence of an effective registration statement or exemption from registration requirements ... Any offering of the Company's securities under the resale registration statement will be made only by means of a prospectus. (PR Newswire)

    Investors had stood to make millions  Oct 8, 2008
    Even as the company's U.S. Securities & Exchange Commission registration statement was being drafted in April, Aldagen sold 17 ... The concern hopes to raise nearly $81 million with the IPO. It filed its registration statement May 9 and could begin trading within six months ... Aldagen's IPO registration statement does not spell out how the company plans to use the additional $18. (Triangle Business Journal)

    Shareholder Class Action Filed Against Harris Stratex Networks, Inc. by the Law Firm of Schiffrin Barroway Topaz & Kessler, LLP  Oct 7, 2008
    Oct. 6 /PRNewswire/ -- The following statement was issued today by the law firm of Schiffrin Barroway Topaz er, LLP: Notice is hereby given that a class action lawsuit was filed in the United States District Court for the District of Delaware on behalf of all purchasers of securities of Harris Stratex Networks, Inc. (Nasdaq: ) ("Harris Stratex" or the "Company") from January 29, 2007 to July 30, 2008, inclusive (the "Class Period") including shareholders of Stratex Networks, Inc. who exchanged... (PR Newswire)

    Whitney Announces Preliminary Third Quarter Results  Oct 7, 2008
    We recently filed a registration statement in connection with our merger with Parish National Corporation,'' said John C. Hope, III, Chairman and CEO. ``We are providing this preliminary review of third quarter earnings so that the most recent earnings information is available. Earnings for the quarter were impacted by continued pressures in the credit and real estate markets. (Primezone Releases)

    Anchor BanCorp files to raise capital, ups loan loss provision  Oct 7, 2008
    Inc. said it has filed a shelf registration statement with the U.S. Securities and Exchange Commission that will allow the company to raise up to $200 million in capital through selling securities. Anchor BanCorp also announced that it anticipates increasing its allowance for loan losses to approximately 1. (Milwaukee Business Journal, WI)

    Investor Alert: Last Chance, Only Hours Left for KKR Financial Holdings LLC Shareholders to File Lead Plaintiff Application by October 6, 2008 in Securities Class Action Lawsuit  Oct 5, 2008
    NEW ORLEANS, Oct. 4, 2008 (GLOBE NEWSWIRE) -- Kahn Gauthier Swick, LLC (``KGS'') reminds shareholders that October 6, 2008 is the deadline to file lead plaintiff applications in a securities class action pending in the United States District Court for the Southern District of New York, on behalf of shareholders who acquired the common stock of KKR Financial Holdings (``KFN'' or the ``Company'') (NYSE: - ) in connection with the Company's Registration Statement and Prospectus (the ``Registration... (Primezone Releases)

    Western Sizzlin Corporation to Commence Exchange Offer for Up to 680,500 Shares of Jack in the Box Inc.  Oct 4, 2008
    The exchange offer will be conditioned upon, among other things, the registration statement for the issuance of Western shares in the exchange offer being declared effective by the Securities and Exchange Commission and, to the extent required by Nasdaq rules, stockholder approval of the issuance of Western shares in the offer, which the executive officers and directors of Western have the voting power to approve ... The complete terms and conditions of the exchange offer will be set forth in... (PR Newswire)

    Harleysville National Corporation Receives Approval from the Office of the Comptroller of the Currency to Acquire Willow Financial Bank  Oct 4, 2008
    Harleysville National Corporation has filed a registration statement on Form S-4 in connection with the transaction, and Harleysville National Corporation and Willow Financial Bancorp mailed a joint proxy statement/prospectus to their respective shareholders in connection with the transaction. Shareholders and investors are urged to read the joint proxy statement/prospectus, because it contains important information about Harleysville National Corporation, Willow Financial Bancorp and the... (PR Newswire)

    Navidec Modifies Previous Dividend Distributions  Oct 4, 2008
    Navidec has modified the record date and "ex-dividend" date to be the date that a Registration Statement on Form S-1 for the dividend securities is declared effective by the Securities and Exchange Commission. The first dividend is a distribution of a Unit consisting of two Navidec Warrants to purchase common shares of Navidec, $0. (PR Newswire)

    Investor Notice: The Rosen Law Firm Reminds Investors of Quest Energy Partners LP of the November 4, 2008 Lead Plaintiff Deadline -- QELP  Oct 4, 2008
    The complaint charges Quest Energy and certain former and present officers, and controlling entities, including Quest Resource Corporation (``Quest Resource'') (NasdaqGM: - ), with violations of Sections 11 and/or 15 of the Securities Act of 1933 based on Quest Energy's issuance of a materially inaccurate Registration Statement and Prospectus (the ``Registration Statement'') in connection with Quest Energy's IPO. ... The Complaint asserts that Quest Energy's Registration Statement was materially... (Primezone Releases)

    Pharmacopeia Receives Notification From NASDAQ  Oct 3, 2008
    Ligand intends to file with the Securities and Exchange Commission (the ``SEC'') a Registration Statement on Form S-4, which will include a proxy statement of the company and other relevant materials in connection with the proposed transaction. The proxy statement will be mailed to the company's stockholders. (Primezone Releases)

    First Niagara Announces $100 Million Stock Offering  Sep 24, 2008
    LOCKPORT, N.Y., Sept. 23 /PRNewswire-FirstCall/ -- First Niagara Financial Group, Inc. (Nasdaq: ) announced that it has filed a registration statement with the Securities and Exchange Commission for the offer and anticipated sale of additional shares of common stock ... The shares will be issued pursuant to a prospectus filed as part of the Company's registration statement on Form S-3. (PR Newswire)

    Healthcare Realty Trust Prices Offering of Seven Million Shares of Common Stock  Sep 24, 2008
    The shares of common stock are being sold pursuant to the Company's existing effective shelf registration statement on file with the Securities and Exchange Commission. This press release is not an offer to sell, nor a solicitation of an offer to buy securities, nor shall there be any sale of these securities in any state or jurisdiction in which the offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of such state or jurisdiction. (PR Newswire)

    Hanger Orthopedic Group, Inc. Announces Underwritten Public Offering by Shareholder  Sep 23, 2008
    The offering is being made only by means of a written prospectus forming part of the effective registration statement ... The shares are being sold pursuant to an effective registration statement that was previously filed with the Securities and Exchange Commission. (PR Newswire)

    Oilsands Quest announces underwritten private placement of Flow-Through Common Shares  Sep 23, 2008
    The Flow-Through Shares issued pursuant to the offerings have not been registered under the United States Securities Act of 1933, as amended (the "Securities Act") and may not be offered or sold in the United States or to U.S. persons (as such term is defined in Regulation S under the Securities Act) absent a registration statement or an applicable exemption from registration. This notice is not an offer to sell or a solicitation of an offer to buy such securities and is issued pursuant to Rule... (Canada Newswire)

    Gran Tierra Energy Announces Conceptual Development Plan for Costayaco Field, Colombia  Sep 23, 2008
    The successful testing of oil from this well should add to the total reserve potential of the Costayaco field, which has already grown significantly in size as delineation drilling has shown in the first half of 2008. With new reservoir information and additional reserve additions being identified, Gran Tierra Energy is making significant progress in developing a full field development plan and defining associated infrastructure requirements. (Canada Newswire)

    Central Fund Enters Underwriting Agreement  Sep 23, 2008
    Central Fund has filed a base shelf prospectus and registration statement with the Canadian securities regulatory authorities and the United States Securities and Exchange Commission ("SEC") which will serve as the base for the offering to which this communication relates. Before you invest, you should read the base shelf prospectus including any prospectus supplement and any other documents the Company has filed with the securities commissions in each of the provinces and territories of Canada,... (CCNMatthews Press Releases)

    Calamos Releases Monthly Closed-End Fund Portfolio Data  Sep 19, 2008
    As described in each Fund's registration statement, and as approved by its Board of Trustees, each Fund may incur leverage in an amount up to 38% of its total assets. Notwithstanding that limitation, if, as a result of market conditions, a decline in the total asset value of a Fund causes the Fund's leverage to exceed the 38% limitation, the investment advisor will take reasonable steps to reduce the leverage below 38% within two weeks. (PR Newswire)

    Reserve Fund, Harris Stratex, Lehman, Daimler in Court News  Sep 19, 2008
    Investors accused the money-market mutual fund of violating the federal Investment Company Act by deviating from the policy stated in its registration statement, according to a complaint which seeks class-action, or group, status. It did so ``by sacrificing preservation of capital and liquidity in pursuit of higher yields,'' according to the lawsuit, filed Sept. 17 in Manhattan federal court. (Bloomberg)

    Ormat Technologies, Inc. Files Universal Shelf Registration Statement  Sep 18, 2008
    Sept. 17 /PRNewswire-FirstCall/ -- Ormat Technologies, Inc. (NYSE: ), announced today that it has filed a universal shelf registration statement on Form S-3 with the Securities and Exchange Commission ("SEC"). The shelf registration statement, when declared effective by the SEC, will replace the Company's existing shelf registration filing whose effectiveness will expire in January 2009, and will provide Ormat Technologies the opportunity to issue various types of securities, including common... (PR Newswire)

    Registration statement including financial report  Sep 16, 2008
    The registration statement includes audited financial statements for the year ended 30 June 2008 ... Financial Statements and Exhibits 89 INFORMATION PRESENTED IN THIS REGISTRATION STATEMENT We were formed for the purpose of reorganizing our parent company, Peplin Limited, into the United States ... We refer to this transaction throughout this registration statement as the Reorganization. (Sydney Morning Herald)

    Dekania Corp. and Advanced Equities Financial Corp. Agree to Merge  Sep 16, 2008
    Dekania's initial public offering ("IPO") registration statement was declared effective on February 1, 2007. On January 30, 2007, it completed a private placement and received net proceeds of $2,500,000. (PR Newswire)

    Oromin Explorations Ltd.: Ongoing Drilling Continues to Expand Mineralization at Established Deposits  Sep 16, 2008
    The Company may use certain terms in this news release, such as "inferred resource", that the SEC guidelines strictly prohibit from including in filings with the SEC. U.S. investors are urged to consider closely the disclosure contained in the Company's Form 20-F registration statement, file no. 000-30614. The Company's filings are available on the SEC's website at. (CCNMatthews Press Releases)

    Bank of America Buys Merrill Lynch Creating Unique Financial Services Firm  Sep 15, 2008
    Additional Information About this Transaction In connection with the proposed merger, Bank of America will file with the SEC a Registration Statement on Form S-4 that will include a joint proxy statement of Bank of America and Merrill Lynch that also constitutes a prospectus of Bank of America. Bank of America and Merrill Lynch will mail the joint proxy statement/prospectus to their respective stockholders. (PR Newswire)

    Proxy Advisory Firms Recommend a Vote for Delta Air Lines' Proposed Merger With Northwest  Sep 15, 2008
    In connection with the proposed merger, Delta has filed with the Securities and Exchange Commission (``SEC'') a Registration Statement on Form S-4 (No. 333-151060), as amended, that includes a joint proxy statement of Delta and Northwest, dated August 8, 2008, that also constitutes a prospectus of Delta. (Primezone Releases)

    Cogdell Spencer Announces Pricing of Common Stock Offering  Sep 11, 2008
    The common stock will be issued pursuant to an effective registration statement on Form S-3 that was previously filed with the Securities and Exchange Commission. The offering is expected to close on September 16, 2008, subject to customary closing conditions. (PR Newswire)

    Xcel to offer 15M shares  Sep 11, 2008
    Minneapolis-based energy provider Xcel (NYSE: XEL) said that the offer was pursuant to its shelf registration statement and priced the stock at $20. 86 per share, its closing price on Sept. 9. (Twin Cities Business Journal, MN)

    Gateway Financial Holdings' Investment in Preferred Stock of Fannie Mae and Freddie Mac  Sep 11, 2008
    On July 21, 2008, the Company filed a Form S-3 shelf registration statement with the U.S. Securities and Exchange Commission (the ``SEC''), which has been declared effective by the SEC and will permit the Company to periodically offer and sell, individually or in any combination, various of its securities up to a total of $50 ... The Company has filed a registration statement (including a base prospectus) with the SEC for the offerings to which this communication relates ... Before you invest,... (Primezone Releases)

    Tyson Foods Prices Common Stock and Convertible Senior Notes Offerings  Sep 10, 2008
    Any offer of the securities will be made only be means of a prospectus, forming a part of the effective registration statement, the applicable prospectus supplement and other related documents. Copies of these documents can be obtained from: J.P. Morgan Securities Inc., National Statement Processing, Prospectus Library, 4 Chase Metrotech Center, CS Level, Brooklyn, NY 11245, (718) 242-8002, or from Merrill Lynch & Co., 4 World Financial Center, Attn: Prospectus Department, New York, New York... (Primezone Releases)

    ON Semiconductor gets SEC OK on statement  Sep 9, 2008
    ON Semiconductor Corp. said Monday that the Securities and Exchange Commission declared effective its registration statement relating to its proposed all-stock acquisition of Catalyst Semiconductor Inc. ... The SEC registration statement covers the proposed issuance of ON shares to Catalyst stockholders who must approve the deal. (AZCentral -- Business)

    Pansoft Company Limited Initial Public Offering of 1,200,000 Common Shares Priced at $7.00 Per Share  Sep 6, 2008
    Anderson wick, Incorporated ("A the sole placement agent for the offering. A registration statement relating to this offering was filed with and declared effective by the Securities and Exchange Commission on August 12, 2008. Pansoft issued placement agent warrants to Aurchase up to 120,000 common shares exercisable at $8.40 per share for a period of four years following the closing of the initial public offering. The offering will be made only by means of the written prospectus forming part of... (PR Newswire)

    The Brualdi Law Firm, P.C. Announces Class Action Lawsuit Against National City Corporation  Sep 6, 2008
    The lawsuit seeks damages on behalf of all current and former National City shareholders who acquired the Company's common stock pursuant to and/or traceable to the Company's Registration Statement (``Registration Statement'') filed with the Securities and Exchange Commission (``SEC'') in connection with the Fidelity Acquisition ... According to the Complaint, the Registration Statement filed in connection with the Fidelity Acquisition contained materially misleading statements and omissions... (Primezone Releases)

    /C O R R E C T I O N -- The9 Limited/  Sep 6, 2008
    Potential risks and uncertainties include, but are not limited to, The9's limited operating history as an online game operator, political and economic policies of the Chinese government, the laws and regulations governing the online game industry and information disseminated over the Internet in China, intensified government regulation of online game operators and Internet cafes in China, The9's ability to retain existing players and attract new players, license, develop or acquire additional... (Yahoo! Wire -- Entertainment News)

    TherOx, Inc. Announces Filing of a Registration Statement for Proposed Initial Public Offering of Its Common Stock  Sep 5, 2008
    Sept. 4 /PRNewswire/ -- TherOx, Inc. announced today that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission relating to the proposed initial public offering of shares of its common stock ... A registration statement relating to these securities has been filed with the Securities and Exchange Commission but has not yet become effective ... These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement... (PR Newswire)

    SeaChange International Announces Second Quarter Fiscal 2009 Results  Sep 5, 2008
    The factors that could cause actual future results to differ materially from current expectations include the following: the continued growth, development and acceptance of the video-on-demand market; the loss of one of the Company's large customers; the cancellation or deferral of purchases of the Company's products; a decline in demand or average selling price for the Company's products; the Company's ability to manage its growth; the Company's ability to protect its intellectual property... (Yahoo! Wire -- Entertainment News)

    FSL Trust to Seek ADR Quotation on International OTCQX  Sep 4, 2008
    Ltd. ("FSLTM"), Trustee-Manager of First Ship Lease Trust ("FSL Trust"), announced today it has filed a registration statement with the United States Securities and Exchange Commission ("SEC") for the establishment of a Level 1 American Depository Receipt ("ADR") program. If the registration statement is declared effective, FSL Trust intends to seek quotation of the ADRs on the PrimeQX Tier of International OTCQX ("OTCQX") ... A registration statement relating to these securities was filed with... (PR Newswire)

    Threshold Pharmaceuticals Completes $18 Million Private Equity Financing  Sep 2, 2008
    Threshold has agreed to file a registration statement with the SEC covering the resale of the shares issued in the private placement and the shares issuable upon the exercise of the warrants ... Any offering of the Company's common stock under the resale registration statement referred to in this news release will be made only by means of a prospectus. (Primezone Releases)

    Allegiant Travel Company Announces Filing of Universal Shelf Registration Statement  Aug 30, 2008
    LAS VEGAS, Aug. 29 /PRNewswire-FirstCall/ -- Allegiant Travel Company (Nasdaq: ) today announced that it has filed a universal shelf registration statement on Form S-3 with the Securities and Exchange Commission in connection with the offer and sale, from time to time on a delayed basis, of up to $125,000,000 aggregate amount of its debt securities (including convertible debt securities), common stock, preferred stock, depositary shares, warrants for any of the preceding, stock purchase... (PR Newswire)

    Clopay parent readies stock rights offering  Aug 30, 2008
    parent of Mason-based , said federal regulators have OK d the registration statement for its previously announced stock rights offering. Sept. 2 will be the last day to buy Griffon shares and receive the rights, which will be issued to shareholders of record as of Sept. 5, it said. (Cincinnati Business Courier, OH)

    Law Offices of Howard G. Smith Announces Class Action Lawsuit Against National City Corp.  Aug 29, 2008
    Aug. 28 /PRNewswire/ -- Law Offices of Howard G. Smith announces that a securities class action lawsuit has been filed on behalf of all persons who acquired the common stock of National City Corporation ("National City Corp." or the "Company")(NYSE: ) pursuant and/or traceable to the Company's registration statement filed with the Securities and Exchange Commission in connection with National City's Corp.'s acquisition of Fidelity Bankshares, Inc. on January 5, 2007. The class action lawsuit was... (PR Newswire)

    Healthcare of Today is Positioning Itself to Become a Leader in the Healthcare Industry  Aug 28, 2008
    A description of factors that could cause actual results to differ materially from the expectations expressed in these and other forward-looking statements will be found in the company's Registration Statement to be filed with the SEC.. Future announcements may be found on the Company website. (Yahoo News -- Press Releases)

    Quanex Building Products Corporation Reports Fiscal Third Quarter 2008 Results  Aug 28, 2008
    For a more complete discussion of factors that may affect the Company's future performance, please refer to the Company's Registration Statement on Form 10, filed with the SEC on April 4, 2008 pursuant to the Securities Exchange Act of 1934, in particular the section titled, ``Special Note About Forward-Looking Statements'' contained therein. The Quanex Building Products Corporation logo is available at. (Primezone Releases)

    China Cablecom to Report Second Quarter 2008 Financial Results and Host Conference Call on September 9, 2008  Aug 28, 2008
    You should carefully consider these factors as well as the additional risk factors outlined in the filings that China Cablecom Holdings makes with the U.S. Securities and Exchange Commission, including the Registration Statement on Form S-1 filed on April 18, 2008. CONTACT: China Cablecom Holdings, Ltd. Debra Chen Phone: 917. (Yahoo! Wire -- Entertainment News)

    Hanger Orthopedic Group, Inc. Files Replacement Shelf Registration Statement  Aug 23, 2008
    Aug. 22 /PRNewswire-FirstCall/ -- Hanger Orthopedic Group, Inc. (NYSE: ) announced today that it has filed a new shelf registration statement on Form S-3 with the Securities and Exchange Commission to sell, from time to time, up to 13,608,730 shares of its common stock, comprised of up to 6,000,000 shares that may be issued and sold by the Company, a 500,000 share reduction from Hanger's previous shelf registration statement, and up to 7,308,730 shares that may be resold by an existing... (PR Newswire)

    Gryphon Signs Option to Cap Borealis Royalty  Aug 23, 2008
    Such forward-looking statements reflect our current views with respect to future events and are subject to certain risks, uncertainties and assumptions, including, the risks and uncertainties outlined in our most recent financial statements and reports and registration statement filed with the SEC (available at www. sec.gov) and with Canadian securities administrators (available at www. (CCNMatthews Press Releases)

    BancTec to Demonstrate New Transactional Content Management Solution at TAWPI 2008 Forums and Expo  Aug 22, 2008
    For a written description of these factors, see the section titled "Risk Factors" in the Company's Registration Statement on Form S-1, as amended, initially filed with the Securities and Exchange Commission on August 8, 2007. The Company disclaims any intention or obligation to update these forward-looking statements whether as a result of subsequent events or otherwise except as required by law. (PR Newswire)

    Boston Properties Designates Existing Registration Statement for Resale of Shares That May Be Issued Upon Exchange of Exchangeable Senior Notes Due 2014  Aug 21, 2008
    BOSTON, Aug. 20 /PRNewswire-FirstCall/ -- Boston Properties, Inc. (NYSE: ), a real estate investment trust, has designated its existing automatic shelf registration statement on Form S-3 (File No. 333-132871) (the "Registration Statement") as the shelf registration statement that it intends to use to register the resale of shares of Boston Properties, Inc.'s common stock (the "Registrable Securities") that may be issued, under certain circumstances, upon exchange of Boston Properties Limited... (PR Newswire)

    Thermage, Inc. Receives Unsolicited Acquisition Proposal  Aug 21, 2008
    In connection with the transaction, Thermage filed a registration statement on Form S-4 with the SEC containing a proxy statement/prospectus/ information statement. The proxy statement/prospectus/information statement will be mailed to the stockholders of Thermage and Reliant. (PR Newswire)

    Overstock.com Files New Shelf Registration Statement  Aug 20, 2008
    com Files New Shelf Registration Statement ... com Files New Shelf Registration Statement ... com, Inc. (Nasdaq: ) announced today that it has filed a new shelf registration statement with the Securities and Exchange Commission to register various securities that may be offered and sold from time to time after the registration statement has become effective. (PR Newswire)

    Klafter Olsen & Lesser LLP Announces That It Has Been Retained to Pursue a Class Action Lawsuit Against Wachovia Corporation in Connection with the Evergreen Ultra Short Opportunities Fund  Aug 19, 2008
    The complaint alleges that defendants violated the Securities Act of 1933 by publicly disseminating materially false and misleading information in the Registration Statements filed by Evergreen Fixed Income Trust on behalf of the Funds on October 28, 2005, October 26, 2006, and October 26, 2007 ... The law generally imposes strict liability on the issuer responsible for a materially false and misleading Registration Statement, meaning that no fraud need be proved for shareholders to recover. (PR Newswire)

    Smart Move, Inc. Reports Second Quarter 2008 Revenue Increase  Aug 15, 2008
    Such risks and uncertainties include, but are not limited to, those related to effects of competition, leverage and debt service financing and refinancing efforts, general economic conditions, changes in laws or regulations and risks related to development activities as described in our registration statement on Form SB-2 filed for Smart Move's initial public offering, and other risk factors described from time to time in the company's periodic reports, including its annual report filed on Form... (PR Newswire)

    Ausam Energy announces agreement to sell Australian subsidiary and change of auditors  Aug 15, 2008
    Those factors include, but are not limited to risks, uncertainties and other factors that are beyond the control of Ausam including the effective date of the Registration Statement. In light of the risks and uncertainties associated with forward-looking statements, readers are cautioned not to place undue reliance upon forward-looking information. (PR Newswire)

    US Airways to sell 19 million shares  Aug 15, 2008
    The common stock is being offered under the company s existing shelf registration statement and represents an increase of about 20 percent to the current number of outstanding shares. Merrill Lynch has the option to add another 2. (Charlotte Business Journal, NC)

    CVR Energy Reports Profitable Second Quarter as Nitrogen Fertilizer Business Balances Refining Results  Aug 14, 2008
    For a discussion of risk factors which may affect our results, please see the risk factors and other disclosures included in our SEC filings, including our Registration Statement on Form S-1/A. These risks may cause our actual results, performance or achievements to differ materially from any future results, performance or achievements expressed or implied by these forward-looking statements. Given these risks and uncertainties, you are cautioned not to place undue reliance on such... (PR Newswire)

    Medialink To Report Second Quarter 2008 Results on August 14  Aug 14, 2008
    More detailed information about these risk factors is set forth in filings by Medialink Worldwide Incorporated with the Securities and Exchange Commission, including the Company's registration statement, most recent quarterly report on Form 10-Q, most recent annual report on Form 10-K and other publicly available information regarding the Company. Medialink Worldwide Incorporated is under no obligation to (and expressly disclaims any such obligation to) update or alter its forward-looking... (Yahoo! Wire -- Entertainment News)

    Brunswick Announces $250 Million Debt Offering  Aug 13, 2008
    75% Senior Notes due 2013 under a shelf registration statement previously filed with the Securities and Exchange Commission. The company said that it intends to call for redemption its outstanding $250 million principal amount of Floating Rate Notes due July 2009 upon receipt of the net proceeds from the offering. (PR Newswire)

    Berger & Montague, P.C. Files Class Action Suit on Behalf of Former First Charter Corp. Shareholders Who Acquired Fifth Third Bancorp. Stock in Merger  Aug 13, 2008
    In connection with Fifth Third's acquisition of First Charter, Fifth Third filed with the Securities and Exchange Commission a Registration Statement and Prospectus on Form S-4 on November 7, 2007, amended on November 29, 2007 ("Registration/Proxy Statement"). The complaint alleges that Fifth Third and some of its senior officers and directors violated the federal securities laws by filing a Registration/Proxy Statement that was materially false and misleading. (PR Newswire)

    Stop & Shop recalls tuna salad over Listeria fears  Aug 12, 2008
    The Worcester company said it withdrew its registration statement for the offering it filed with the Securities and Exchange Commission. (AP). (Boston Globe)

    Ventas Enters Agreement to Sell Common Stock  Aug 12, 2008
    The shares of common stock are being offered under the Company's existing shelf registration statement, which became automatically effective upon filing with the Securities and Exchange Commission. A prospectus supplement and accompanying prospectus describing the terms of the offering will be filed with the Securities and Exchange Commission. (PR Newswire)

    Global Cash Access Announces Second Quarter 2008 Financial Results  Aug 12, 2008
    The forward-looking statements in this press release are subject to additional risks and uncertainties set forth under the heading Risk Factors and Managements Discussion and Analysis of Financial Condition and Results of Operations in our filings with the Securities and Exchange Commission, including, without limitation, our registration statement on Form S-1 (No. 333-133996), our Annual Report filed on Form 10-K (No. (Yahoo! Wire -- Entertainment News)

    Cloud Peak Readies IPO But Rio Holds Reins  Aug 11, 2008
    On Friday, miner Rio Tinto (nyse: - - ), filed a registration statement with the U.S. Securities and Exchange Commission relating to Cloud Peak Energy's initial public offering for $1. 0 billion in common stock. (Forbes -- Markets)

    Rackspaces IPO hits the market  Aug 11, 2008
    A registration statement relating to these securities has been filed and declared effective by the U.S. Securities and Exchange Commission. Rackspace provides IT systems and computer hosting services to more than 33,000 customers worldwide. (San Antonio Business Journal, TX)

    M&I files shelf for acquisition shares  Aug 11, 2008
    said Wednesday that it has filed an acquisition shelf registration statement with the U.S. Securities & Exchange Commission covering up to 6 million shares of M&I common stock. The acquisition shelf registration allows the shares to be used from time to time by M&I and its subsidiaries for business acquisitions. (Milwaukee Business Journal, WI)

    Bank of America installing energy-monitor systems  Aug 9, 2008
    A123 Systems files with SEC for IPO registration A123 Systems Inc. filed a registration statement with the Securities and Exchange Commission relating to the proposed initial public offering of its common stock, the Watertown maker of high-efficiency batteries said. The registration statement, though filed, has not yet become effective, the company said. (Boston Globe)

    CME Group Prices $1.3 Billion Aggregate Principal Amount of Notes to Finance Its Acquisition of NYMEX Holdings, Inc.  Aug 8, 2008
    The offering is being made under CME Group's existing shelf registration statement and is expected to close on August 12, 2008, subject to customary closing conditions ... Important Acquisition Information In connection with the proposed transaction involving CME Group and NYMEX Holdings, CME Group has filed a registration statement on Form S-4 with the SEC containing a final joint proxy statement/prospectus, which the SEC declared effective on July 21, 2008. (PR Newswire)

    Advanced Battery Technologies to Raise $12 Million in Private Placement  Aug 8, 2008
    The securities issued in the private placement have not been registered under the Securities Act of 1933, as amended (the ``Securities Act''), or applicable state securities laws, and accordingly may not be offered or sold in the United States except pursuant to an effective registration statement or an applicable exemption from the registration requirements of the Securities Act and such applicable state securities laws. The company has agreed to file a registration statement with the... (Primezone Releases)

    Northern Trust Offers $400 Million of Five-Year Fixed Rate Notes  Aug 7, 2008
    The notes are being offered pursuant to a shelf registration statement covering debt and equity securities that was filed with the Securities and Exchange Commission on July 31, 2008. Copies of the prospectus and prospectus supplement may be obtained from Merrill Lynch, Pierce, Fenner Incorporated, 4 World Financial Center, Prospectus Department, New York, NY 10080 or UBS Securities LLC, 677 Washington Boulevard, Stamford, CT 06901, Attn: Fixed Income Syndicate. (PR Newswire)

    CapitalSource Announces Filing of Registration Statement for IPO of Healthcare Net Lease Business  Aug 7, 2008
    Aug. 6 /PRNewswire-FirstCall/ -- CapitalSource Inc. (NYSE: ) announced today that a newly organized, wholly owned subsidiary, CapitalSource Healthcare REIT, has filed a registration statement on Form S-11 with the Securities and Exchange Commission relating to the proposed initial public offering of approximately $300 million of CapitalSource Healthcare REIT's common shares, which are expected to be sold by CapitalSource ... CapitalSource Healthcare REIT intends to apply to list its common... (PR Newswire)

    Kodiak Oil & Gas Corp. Announces Pricing of Underwritten Public Offering of Common Stock  Aug 7, 2008
    The offering is being made pursuant to an effective shelf registration statement that Kodiak filed with the Securities and Exchange Commission on July 14, 2008. The net proceeds of the offering, after deducting underwriting discounts and commissions and Kodiak's estimated offering expenses, are expected to be approximately $15,450,000 million. (Canada Newswire)

    China Digital TV Announces Unaudited Second Quarter 2008 Results  Aug 7, 2008
    "Additionally, a live and archived webcast of this conference call will be accessible through the Investor Relations section of China Digital TV's website at . A replay may be accessed by phone at the following number until September 13, 2008: United States: +1.888.286.8010 International: +1.617.801.6888 Passcode: 89545650 Safe Harbor StatementsThis announcement contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the... (Yahoo! Wire -- Entertainment News)

    Achillion Announces Private Placement Financing for up to $41.5 Million  Aug 6, 2008
    The securities sold in this private placement have not been registered under the Securities Act of 1933, as amended (the ``Securities Act''), or applicable state securities laws, and accordingly may not be offered or sold in the United States except pursuant to an effective registration statement or an applicable exemption from the registration requirements of the Securities Act and such applicable state securities laws. The Company has agreed to file a registration statement with the Securities... (Primezone Releases)

    XTO Energy Prices $2.25 Billion of Senior Notes  Aug 5, 2008
    The offering was made under the Company's effective shelf registration statement. The offering was underwritten by joint book-running managers Lehman Brothers, Banc of America Securities LLC, Jefferies ny, Wachovia Securities, BNP PARIBAS, SunTrust Robinson Humphrey, Deutsche Bank Securities, Credit Suisse, RBS Greenwich Capital, Barclays Capital and Morgan Stanley; senior co-managers include Citi, JPMorgan, Merrill Lynch nd UBS Investment Bank; junior co-managers include BBVA Securities, BMO... (PR Newswire)

    Milwaukee firms file IPOs  Aug 5, 2008
    Roadrunner filed a registration statement July 24 with the U.S. Securities and Exchange Commission to raise as much as $150 million. Rexnord filed a registration statement on July 18 to sell shares of common stock in an IPO. ... Roadrunner had revenue of $538 million and net income of about $935,000 in 2007, compared with revenue of $399 million and net income of $683,000 in 2006, according to the registration statement. (Milwaukee Business Journal, WI)

    Kraft Foods Sets Final Exchange Ratio Of 0.6606 for Split-Off of the Post Cereals Business  Aug 2, 2008
    ADDITIONAL INFORMATION In connection with the proposed acquisition by Ralcorp of the Post cereals business from Kraft, Cable Holdco has filed a registration statement (including a prospectus) on Form S-4 and Form S-1 with the SEC (Reg ... Ralcorp has filed a registration statement on Form S-4 with the SEC that also includes the prospectus (Reg. (PR Newswire)

    The Brualdi Law Firm, P.C. Announces Class Action Lawsuit Against GT Solar International, Inc.  Aug 2, 2008
    NEW YORK, Aug. 1, 2008 (PRIME NEWSWIRE) -- The Brualdi Law Firm, P.C. announces that a lawsuit has been commenced in the United States District Court for the District of New Hampshire on behalf of purchasers of GT Solar International, Inc. (``GT Solar'' or ``the Company'') (NasdaqGS: - ) common stock pursuant or traceable to the Company's false and misleading Registration Statement and Prospectus (collectively, the ``Registration Statement'') issued in connection with its July 23, 2008 initial... (Primezone Releases)

    Glass Lewis and Proxy Governance Recommend NYMEX Shareholders Vote 'FOR' the Acquisition by CME Group  Aug 1, 2008
    Important Merger Information In connection with the merger transaction involving CME Group and NYMEX Holdings, CME Group has filed a registration statement on Form S-4 with the Securities and Exchange Commission ("SEC") on June 11, 2008 containing a preliminary joint proxy statement/prospectus. The registration statement has not yet become effective. (PR Newswire)

    Northgate Generates Cash Flow from Operations of $41 million in the Second Quarter  Aug 1, 2008
    On June 6, 2008, Northgate filed a short form universal base shelf prospectus (the "Prospectus") with the Securities Commissions in each of the provinces and territories of Canada and a corresponding registration statement has been filed with the United States Securities and Exchange Commission. The Prospectus will facilitate offerings of Northgate's debt securities, common shares, warrants, share purchase contracts and share purchase or equity units or any combination thereof up to an aggregate... (Canada Newswire)

    GRAVITY to Present At the San Francisco Money Show  Aug 1, 2008
    Investors should consider the information contained in our submissions and filings with the United States Securities and Exchange Commission (the ``SEC''), including our registration statement on Form F-1, as amended, and our annual reports on Form 20-F, together with such other documents and we may submit to or file with the SEC from time to time, including on Form 6-K. The forward-looking statements speak only as of this press release and we assume no duty to update them to reflect new,... (Primezone Releases)

    Advanced Medical Isotope Corporation Announces Intent to File Form 10  Aug 1, 2008
    Aug. 1, 2008 (PRIME NEWSWIRE) -- Advanced Medical Isotope Corporation (``AMIC'') (Other OTC: - ) (http:) announced that it is preparing to file a registration statement on Form 10 with the Securities and Exchange Commission (``SEC''). Advanced Medical recently completed an audit of its financial statements and has engaged Sichenzia Ross Friedman Ference (``SRFF'') to prepare its Form 10. (Primezone Releases)

    Orbit International Corp. to Report 2008 Second Quarter Results and Conduct Conference Call On Thursday, August 7th  Aug 1, 2008
    Important factors that may cause actual results to differ materially and that could impact Orbit International and the statements contained in this news release can be found in Orbit's filings with the Securities and Exchange Commission including quarterly reports on Form 10-Q, current reports on Form 8-K, annual reports on Form 10-K and its other periodic reports and its registration statement on Form S-3 containing a final prospectus dated January 11, 2006. For forward-looking statements in... (Primezone Releases)

    Allied Waste Reports Second Quarter 2008 Results  Jul 31, 2008
    In connection with the proposed transaction, Republic plans to file with the SEC a Registration Statement on Form S-4 containing a Joint Proxy Statement/Prospectus and each of Republic and Allied plan to file with the SEC other documents regarding the proposed transaction ... INVESTORS AND SECURITY HOLDERS OF REPUBLIC AND ALLIED ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS AND OTHER DOCUMENTS FILED WITH THE SEC CAREFULLY IN THEIR ENTIRETY WHEN THEY BECOME AVAILABLE BECAUSE THEY WILL... (PR Newswire)

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